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Tag: Reverse Convertible Notes

Blog, Securities Fraud Articles

Downside of Reverse Convertible Notes

Reverse convertible notes (RCNs) are complex products that have characteristics of both stocks and bonds. To the average investor, reverse...

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Blog, Securities Fraud Articles

FINRA Fines Ameriprise for Reverse Convertible Notes

The Financial Industry Regulatory Authority (FINRA) has fined H&R Block Financial Advisors (now Ameriprise Advisor Services) $200,000...

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Blog, Securities Fraud Articles

Risks of Investing in Reverse Convertible Securities (Notes)

A reverse convertible security or reverse convertible note is a short-term note linked to an underlying stock. The security offers steady...

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