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Royal Alliance Associates

January 22, 2019

Royal Alliance Associates – Failure to Supervise

Mass. Regulators charge Royal Alliance Associates with Failure to Supervise

Broker Gary Basralian Securities Fraud, Featured by Top Securities Fraud Attorneys, The White Law Group

August 31, 2018

New Jersey Broker Gary Basralian Pleads Guilty to Fraud

Update on Broker Gary Basralian – Securities Fraud Investigation According to

Royal Alliance

July 25, 2018

FINRA Sanctions Four Firms for Failure to Supervise VA Sales

Royal Alliance Associates, FSC Securities Corporation, SagePoint Financial, Woodbury

Gary Basralian

March 21, 2018

NJ Broker Gary Basralian Barred from Securities Industry

FINRA reportedly bars Gary Basralian for failure to provide information during an

Paringa Resources Ltd. Subsidiary Files Chapter 11 Bankruptcy Protection
February 25, 2020
Spirit of America Energy Fund (SOAEX) Securities Fraud Investigation
February 20, 2020
Masood Azad (Mike Azad) Broker Investigation
February 19, 2020
Richard G. Cody Securities Fraud Investigation Update
February 19, 2020

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