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Royal Alliance Associates

January 22, 2019

Royal Alliance Associates – Failure to Supervise

Mass. Regulators charge Royal Alliance Associates with Failure to Supervise

Broker Gary Basralian Securities Fraud, Featured by Top Securities Fraud Attorneys, The White Law Group

August 31, 2018

New Jersey Broker Gary Basralian Pleads Guilty to Fraud

Update on Broker Gary Basralian – Securities Fraud Investigation According to

Royal Alliance

July 25, 2018

FINRA Sanctions Four Firms for Failure to Supervise VA Sales

Royal Alliance Associates, FSC Securities Corporation, SagePoint Financial, Woodbury

Gary Basralian

March 21, 2018

NJ Broker Gary Basralian Barred from Securities Industry

FINRA reportedly bars Gary Basralian for failure to provide information during an

O. N. Equity Sales Company reportedly to pay $1 Million...
May 3, 2021
FINRA Claim: Morgan Stanley & Broker Jacob Shapira Sued over...
April 30, 2021
David Martirosian of Joseph Stone Capital Barred from Securities Industry
April 28, 2021
Pruco’s Frederick Joseph Rock – Fred Rock – Suspended from...
April 28, 2021

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