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Royal Alliance Associates

January 22, 2019

Royal Alliance Associates – Failure to Supervise

Mass. Regulators charge Royal Alliance Associates with Failure to Supervise

Broker Gary Basralian Securities Fraud, Featured by Top Securities Fraud Attorneys, The White Law Group

August 31, 2018

New Jersey Broker Gary Basralian Pleads Guilty to Fraud

Update on Broker Gary Basralian – Securities Fraud Investigation According to

Royal Alliance

July 25, 2018

FINRA Sanctions Four Firms for Failure to Supervise VA Sales

Royal Alliance Associates, FSC Securities Corporation, SagePoint Financial, Woodbury

Gary Basralian

March 21, 2018

NJ Broker Gary Basralian Barred from Securities Industry

FINRA reportedly bars Gary Basralian for failure to provide information during an

State Regulators Propose Restitution for Victims of Securities Fraud
July 2, 2020
FINRA Reportedly Suspends Financial Advisor Gregory Ricker
July 1, 2020
Investor Alert: Presidio Property Trust (fka NetREIT, Inc.)
June 30, 2020
SEC Bars Financial Advisor Dain Stokes
June 30, 2020

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