S.E.C.
Tag Archive

November 12, 2010

Recovery of Ponzi Scheme Investment Losses

If you have suffered investment losses in a Ponzi scheme recommended to you by your

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November 9, 2010

FINRA Fines Goldman Sachs

FINRA recently announced that it has fined Goldman, Sachs & Co. $650,000 for

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October 29, 2010

FINRA Fines For Mutual Fund Sales Practices

In or about 2009, FINRA fined 25 broker-dealers a total of $2,145,000 for failures

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October 26, 2010

Regulatory History of Wedbush Securities

The White Law Group reviews securities fraud cases throughout the country, including

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June 29, 2010

Current Securities Fraud Investigations

The White Law Group, LLC is a national securities fraud, securities arbitration,

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June 25, 2010

SEC and FINRA accuse Morgan Keegan of misleading customers.

In proceedings filed by the Securities and Exchange Commission and the Financial

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