Tag Archive

November 12, 2010

Recovery of Ponzi Scheme Investment Losses

If you have suffered investment losses in a Ponzi scheme recommended to you by your

Read article

November 9, 2010

FINRA Fines Goldman Sachs

FINRA recently announced that it has fined Goldman, Sachs & Co. $650,000 for

Read article

October 29, 2010

FINRA Fines For Mutual Fund Sales Practices

In or about 2009, FINRA fined 25 broker-dealers a total of $2,145,000 for failures

Read article

October 26, 2010

Regulatory History of Wedbush Securities

The White Law Group reviews securities fraud cases throughout the country, including

Read article

June 29, 2010

Current Securities Fraud Investigations

The White Law Group, LLC is a national securities fraud, securities arbitration,

Read article

June 25, 2010

SEC and FINRA accuse Morgan Keegan of misleading customers.

In proceedings filed by the Securities and Exchange Commission and the Financial

Read article