The White Law Group

San Diego
Tag Archive

• Investigation into possible securities fraud involving DBSI, Inc., and the broker-dealers that sold DBSI TIC investments, including Independent Financial Group, Royal Alliance, Steven L. Falk & Associates, Omni Brokerage, Waveland Capital Partners, and others.

  June 21, 2010 Comments (0) Blog, Securities Fraud

  We are investigating securities fraud claims on behalf of numerous investors involving recommendations made by their broker-dealer that they invest in DBSI, Inc., and specifically in DBSI TIC (tenants in common) or DBSI REIT investments. In the cases we are investigating, the brokerage firms allegedly represented that

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• Reed Theodore Johnson, of Cuso Financial Services, L.P., fined and suspended by FINRA.

  May 28, 2010 Comments (0) Blog, Securities Fraud

  FINRA recently announced that Reed Theodore Johnson, of Cuso Financial Services, L.P., has been fined $7,500 and suspended from association with any FINRA member in any principal capacity for 10 business days (the suspension was effective from April 19, 2010 through April 30, 2010). Without admitting or denying the

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