SEC ETF derivative investigation
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  • Not All ETFs are the same.

    December 17, 2012 Comments (0) Blog, Securities Fraud

    In March 2010, the Securities and Exchange Commission (SEC) began a review of the use of derivatives by ETFs, specifically actively-managed and leveraged funds.  That announcement seemed to suggest that the SEC recognized that the public’s perception of ETFs as low costs ways to track a particular market sector did

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