SEC investigation
Tag Archive

June 30, 2011

Apple REIT Redemptions

Given the sheer volume of negative news currently in the press regarding David

Read article

March 23, 2011

Former Sentinel Securities Broker Charged By SEC

According to the Investment News, James J. Konaxis, a former broker, has been

Read article

January 26, 2011

Merrill Lynch Settles Securities Fraud Charges

Merrill Lynch recently agreed to pay a $10 million fine to settle civil securities

Read article