Tag: SEC
Robert Norman Gest suspended from securities industry
FINRA recently announced that Robert Norman Gest, a financial advisor in Lighthouse Point, Florida, has been suspended from association...
Possible Securities Fraud Involving DLG and Lighthouse Capital
The White Law Group is investigating a securities fraud claim involving a recommendation made by Lighthouse Capital Corporation to invest...
Investigation: Raymond James financial advisor Robert Lipka
The White Law Group is investigating investment recommendations made by former Raymond James financial advisor Robert Lipka. Specifically,...
Investigation: Signator Investors and Harris Adams
The White Law Group is investigating investment recommendations made by Signator Investors financial advisor Harris Adams. Specifically, we...