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Mass. Securities Regulator Investigates Firms on Interest Rates in Sweep Accounts , featured by top securities fraud attorneys, the White Law Group March 18, 2022

Mass. Securities Regulator Investigates Firms on Interest Rates in Sweep...

Mass. Regulator inquires if Merrill Lynch, LPL Financial, and others are raising

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February 7, 2011

QA3 Financial to cease operations.

According to the Investment News, QA3 Financial is to cease operations.  Facing

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January 18, 2011

Top Independent Broker-Dealers According to Investment News

RANK Broker-dealer Total gross revenues 1 LPL Investment Holdings Inc. $2.8B • LPL

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November 26, 2010

Largest Independent Broker-Dealers

According to the Investment News, the following are the top broker-dealers (ranked

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October 29, 2010

FINRA Fines For Mutual Fund Sales Practices

In or about 2009, FINRA fined 25 broker-dealers a total of $2,145,000 for failures

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September 29, 2010

Delray Beach Securities Fraud Lawyer

Are you seeking to recover investment losses incurred as a result of the fraud or

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