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November 20, 2013
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Blog, Securities Fraud
Securities regulation is intended to protect all participates in the securities market. This includes investors as well as financial professionals, broker-dealers, businesses and the various securities markets. In addition to protection, regulators are designed to maintain market integrity and efficiency. The
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October 26, 2011
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Blog, Securities Fraud
The SEC recently issued an investor alert in order “to warn investors of potential fraud they may encounter at investment seminars that purport to teach investors trading strategies that will allow them quickly and easily to make money trading securities.” The SEC is particularly concerned “that some trading
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