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Securities Regulators Warn Firms about Supervisory Issues at Annual FINRA Meeting, featured by top securities fraud attorneys, the White Law Group May 18, 2022

Securities Regulators Warn Firms about Supervisory Issues at Annual FINRA...

Broker Dealers should be on the lookout for Inappropriate Communications, Complex

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Protecting Investors from Misconduct, FINRA releases FAQ on Rule 4111, featured by top securities fraud attorneys, the White Law Group April 18, 2022

Protecting Investors from Misconduct, FINRA releases FAQ on Rule 4111

FINRA releases FAQ on Rule 4111, Restricted Firm Rule  The Financial Industry

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FINRA Claim: Morgan Stanley & Broker Jacob Shapira Sued over Alleged Churning & Over-concentration, featured by top securities fraud attorneys, The White Law Group April 30, 2021

FINRA Claim: Morgan Stanley & Broker Jacob Shapira Sued over...

Morgan Stanley Broker Jacob “Cobby” Shapira allegedly Shorted Amazon

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FINRA Claim: UBS, Top Broker Reportedly Sued for $23 Million over Tesla Trades, featured by top securities fraud attorneys, The White Law Group April 26, 2021

FINRA Claim: UBS, Top Broker Reportedly Sued for $23 Million...

UBS Broker Allegedly Promoted Short Selling Tesla Stock According to an article in

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10 Worst Financial Advisors according to Think Advisor, featured by top securities fraud attorneys, The White Law Group April 1, 2021

10 Worst Financial Advisors in America according to Think Advisor

Think Advisor: 10 Worst Financial Advisors in America 2020 Think Advisor, an on-line

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Member Firms ask FINRA to Redefine Supervision after Working Remotely, featured by top securities fraud attorneys, The White Law Group February 17, 2021

Member Firms ask FINRA to Redefine Supervision after Working Remotely

Brokerages firms ask FINRA to revise rules and relax its requirements for in-person

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