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FINRA Claim: Morgan Stanley & Broker Jacob Shapira Sued over Alleged Churning & Over-concentration, featured by top securities fraud attorneys, The White Law Group April 30, 2021

FINRA Claim: Morgan Stanley & Broker Jacob Shapira Sued over...

Morgan Stanley Broker Jacob “Cobby” Shapira allegedly Shorted Amazon

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FINRA Claim: UBS, Top Broker Reportedly Sued for $23 Million over Tesla Trades, featured by top securities fraud attorneys, The White Law Group April 26, 2021

FINRA Claim: UBS, Top Broker Reportedly Sued for $23 Million...

UBS Broker Allegedly Promoted Short Selling Tesla Stock According to an article in

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10 Worst Financial Advisors according to Think Advisor, featured by top securities fraud attorneys, The White Law Group April 1, 2021

10 Worst Financial Advisors in America according to Think Advisor

Think Advisor: 10 Worst Financial Advisors in America 2021 Think Advisor, an on-line

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Member Firms ask FINRA to Redefine Supervision after Working Remotely, featured by top securities fraud attorneys, The White Law Group February 17, 2021

Member Firms ask FINRA to Redefine Supervision after Working Remotely

Brokerages firms ask FINRA to revise rules and relax its requirements for in-person

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Financial Advisor Thomas Laws Reportedly Pleads Guilty to Fraud, featured by Top Securities Fraud Attorneys, The White Law Group April 13, 2020

Financial Advisor Thomas Laws Reportedly Pleads Guilty to Fraud

Broker Thomas Laws, HD Vest Advisor Have you suffered losses investing with former

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UBS Puerto Rico bonds losses, featured by Top Securities Fraud Attorneys, The White Law Group August 23, 2019

UBS Clients win $4.4 Million for Puerto Rico Bond Losses

Another FINRA Award involving UBS Puerto Rico Bonds According to  award posted this

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SEC Charges Commonwealth Financial Network, Featured by Top Securities Attorneys, The White Law Group August 6, 2019

SEC Charges Commonwealth Financial Network 

Commonwealth Financial Network, Waltham, MA – Charged with Failing to Disclose

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Ross Sinclaire & Associates Investigation, Featured by Top Securities Fraud Attorneys, The White Law Group June 20, 2019

Ross Sinclaire & Associates Censured & Fined $200,000

FINRA Sanctions Ross Sinclaire & Associates for Alleged Violations According to

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Thomas H. Laws, HD Vest – Broker Investigation, Featured by Top Securities Fraud Attorneys, Featured by Top Securities Attorneys, The White Law Group April 12, 2019

Thomas H. Laws, HD Vest | Broker Investigation

Thomas H. Laws  – Santa Fe Gold Corp. Investment Losses Have you suffered losses

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Gary A. Forest, American Portfolio, Woodbridge Losses, Featured by Top Securities Fraud Attorneys, The White Law Group April 12, 2019

Gary A. Forest, American Portfolio | Woodbridge Losses 

Gary A. Forest  – American Portfolio  – Flint, Michigan Have you suffered

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