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July 15, 2019
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Blog, Securities Fraud
IMS Securities Inc. to pay $500,000 FINRA Award The White Law Group today announces a FINRA Arbitration panel has awarded a Texas couple over $500,000 in compensatory damages in a FINRA lawsuit filed against IMS Securities in February 2018, alleging unsuitable investments in high risk, non-traded REITs. The retired
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July 11, 2019
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Current Investigations
Financial Advisor Jeffrey Blutstein & Kestra Investment Services Are you concerned about your investments with Jeffrey Blutstein of Elmsford, New York? If so, the securities attorneys at the White Law Group may be able to help you. According to a Letter of Acceptance Waiver and Consent, the Financial Industry
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July 8, 2019
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Blog
Wedbush Broker Mark Heiden Reportedly Suspended and Fined for Alleged Unauthorized Trading Are you concerned about your investments with William Mark Heiden of Newport Beach, CA? If so, the securities attorneys at the White Law Group may be able to help you. According to the Financial Industry Regulatory Authority
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July 3, 2019
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Blog, Current Investigations
Former Summit Brokerage Advisor Christopher S. Jorgensen Barred Are you concerned about your investments with Christopher S. Jorgensen? If so, the securities attorneys at The White Law Group may be able to help you through FINRA Arbitration. According to the Financial Industry Regulatory Authority (FINRA), the
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July 2, 2019
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Blog, Current Investigations
LPL Broker James T. Booth Barred for Alleged Misappropriation of Funds Have you suffered losses investing with James T. Booth of Norwalk, CT? If so, the securities attorneys at the White Law Group may be able to help you. According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly
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July 1, 2019
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Current Investigations
Securities Investigation- Mill Green Opportunity Fund II Are you concerned about your investment in Mill Green Opportunity Fund II? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. According to
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June 21, 2019
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Blog
Massachusetts warns investors of marijuana-related investments fraud schemes. According to reports today, Massachusetts Securities Division is launching a sweep of businesses based in Massachusetts that are raising money from investments related to the marijuana industry. The Massachusetts Securities Division brought
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June 20, 2019
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Blog, Securities Fraud
The White Law Group announces the filing of a FINRA Lawsuit against LPL Financial LLC The White Law Group announces filing of a FINRA Arbitration lawsuit today. The claim, submitted on behalf of a Laguna Niguel, CA resident, alleges claims for violation of common law fraud, breach of fiduciary duty, negligence, and
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June 19, 2019
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Blog, Securities Fraud
Raymond James Lawsuit – BD to pay $15 million for Reportedly Overcharging Customers According to reports this week, Raymond James has agreed to pay $15 million to settle two consolidated lawsuits that accused the firm of overcharging its clients in “passport” accounts. The firm has also reportedly agreed to
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June 5, 2019
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Blog, Current Investigations
Securities Investigation – Carter Validus Mission Critical REIT Losses Are you concerned about Carter Validus Mission Critical REIT losses? If so, the securities attorneys at The White Law Group may be able to help your recover your losses by filing a FINRA claim against the brokerage firm that sold you the
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