securities fraud attorney
Tag Archive

Luke Michael Johnson, Coast Equities Reportedly has 17 Customer Complaints, featured by top securities fraud attorneys, The White Law Group October 19, 2020

Luke Michael Johnson, Coast Equities Reportedly has 17 Customer Complaints

Financial Advisor Luke M. Johnson, Coastal Equities in Scottsdale, AZ The White Law

Read article

Jacquin Fink, Former Merrill Lynch Advisor,  Reportedly has 11 Customer Complaints, featured by top securities fraud attorneys, The White Law Group October 5, 2020

Jacquin Fink, Former Merrill Lynch Advisor, Reportedly has 11 Customer Complaints

Financial Advisor Jacquin Fink, Merrill Lynch in New York, NY According to the

Read article

J.P. Morgan Securities LLC to pay $35 Million, featured by top securities fraud attorneys, The White Law Group October 5, 2020

J.P. Morgan Securities LLC to pay $35 Million

SEC Charges J.P. Morgan Securities with Manipulative Trading in U.S. Treasuries

Read article

Wells Fargo to pay $1.4 M in Restitution for Failure to Supervise VA Switches, featured by top securities fraud attorneys, The White Law Group September 4, 2020

Wells Fargo to pay $1.4 M in Restitution for Failure...

FINRA Sanctions Wells Fargo for Failure to Supervise VA Switches According to the

Read article

Moors & Cabot Inc. LLC Censured & Fined $250,000, featured by top securities fraud attorneys, The White Law Group August 21, 2020

Moors & Cabot Inc. LLC Censured & Fined $250,000

FINRA Sanctions Moors & Cabot Inc. for Failure to Disclose $7.5 M in

Read article

TPEG Securities LLC Censured & Fined $25,000, featured by top securities fraud attorneys, The White Law Group August 18, 2020

TPEG Securities LLC Censured & Fined $25,000

FINRA Sanctions TPEG Securities for Failure to Timely File PPMs According to the

Read article

U.S. Rep. John Katko Introduces Bi-partisan Elder Fraud Legislation, featured by top securities fraud attorneys, The White Law Group August 10, 2020

U.S. Rep. John Katko Introduces Bi-partisan Elder Fraud Legislation 

Edith Shorougian Senior Victims of Fraud Compensation Act According to a press

Read article

SG Americas to pay to Pay $3.1 Million to Settle SEC charges, featured by top securities fraud attorneys, The White Law Group June 24, 2020

SG Americas to Pay $3.1 Million to Settle SEC charges

SEC Reportedly Sanctions SG Americas for Deficient Blue Sheet Data According to a

Read article

SagePoint to pay $1.3 Million in Restitution for Supervisory Issues related to Unit Investment Trusts, featured by top securities fraud attorneys, The White Law Group June 11, 2020

SagePoint Financial Censured & Fined $300,000

SagePoint to pay $1.3 Million in Restitution for Supervisory Issues related to early

Read article

Bank of America to pay $7.23 million in Restitution to Clients, featured by top securities fraud attorneys, The White Law Group June 4, 2020

Bank of America to pay $7.23 million in Restitution to...

Bank of America to pay $7.23 million in Restitution to Clients FINRA Sanctions Bank

Read article