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November 14, 2019
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Blog, Current Investigations
Financial Advisor Clint H. Keener, Capital City Securities in Powell, Ohio Are you concerned about investments with Clint H. Keener in Powell, Ohio? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry Regulatory
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November 13, 2019
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Blog
High Dividends can be Deceiving “Chasing yield has become a national pastime,” according to a recent article in Investor.com. The S&P 500 yield is reportedly down to just 1.93%, from 2.23% yield at the beginning of the year. The yield on the 10-year Treasury is 1.91%, down from 3%. That leaves many investors
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November 12, 2019
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Blog, Current Investigations, Securities Fraud
Financial Advisor Jun Zhou, The Leaders Group Inc. in Littleton, Colorado Are you concerned about investments with Jun Zhou in Littleton, Colorado? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry Regulatory
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November 12, 2019
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Blog, Current Investigations
Update on Ed Matthes Broker Fraud Investigation Are you concerned about investment losses with former financial advisor Ed Matthes in Oconomowoc, WI? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim. According to news reports
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November 7, 2019
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Blog, Current Investigations
Financial Advisor Greg McKinney, Cetera Advisors in Tulsa, Oklahoma Are you concerned about investments with James Gregory McKinney (Greg McKinney) in Tulsa, Oklahoma? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to public records,
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October 28, 2019
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Current Investigations
Financial Advisor Erik P. Pica, Joseph Stone Capital in New York, NY Are you concerned about investments with Erik P. Pica in New York, NY? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to public disclosures on FINRA’s website,
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October 28, 2019
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Current Investigations, Securities Fraud
Financial Advisor Ramon A. Herrera, Wells Fargo Clearing Services in Jersey City, NJ Are you concerned about investments with Ramon A. Herrera in Jersey City, NJ? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to a news release on
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October 25, 2019
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Blog, Current Investigations, Securities Fraud
Financial Advisor Steven T. Yellen, Ameriprise Financial in El Paso, TX Are you concerned about investments with Steven T. Yellen in El Paso, TX? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry Regulatory
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October 21, 2019
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Blog, Current Investigations
Financial Advisor Dennis Mehringer Jr., Western International Securities in Pasadena, CA Are you concerned about investments with Dennis Mehringer Jr. in Pasadena, CA? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According public disclosures
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October 16, 2019
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Blog, Securities Fraud
Robert H. Shapiro, Woodbridge former CEO, reportedly sentenced to 25 Years in Prison. According to reports yesterday, former Woodbridge Group owner and CEO Robert H. Shapiro was reportedly sentenced Tuesday to 25 years in prison for orchestrating an alleged Ponzi scheme that raised $1.3 billion from more than 8,000
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