securities fraud attorney
Tag Archive

  • Churches File Suit Against JPMorgan

    January 14, 2015 Comments (0) Blog, Securities Fraud

    According to Bloomberg, two US churches accuse JPMorgan of having a conflict of interest and putting their it’s own financial interests first. Christ Church Cathedral alleges JP Morgan largely invested the churches trust in products that would generate revenue for the bank. Some of the products allegedly carried

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  • Illinois Forms Securities Fraud Section

    April 22, 2014 Comments (0) Blog, Securities Fraud

    According to a recent report in Crain’s, the US Attorney for the Northern District of Illinois recently created a new section to prosecute securities and commodities fraud. The new fraud section was formed as part of the criminal division and consists of 12 prosecutors, many of which were former attorneys for

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  • United Development Funding III Lawsuit Investigation

    United Development Funding III

    January 9, 2014 Comments (0) Blog, Securities Fraud

    Investigating Potential Claims involving United Development Funding III Have you invested in United Development Funding III and suffered losses? If so, White Law Group may be able to recover your investment losses through FINRA arbitration claim. According to Form 10-Q filed with the Securities and Exchange

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  • CFTC Files Charges Against Micheal J. Siegel

    October 3, 2013 Comments (0) Blog, Securities Fraud

    The Commodities Futures Trading Commission (CFTC) filed a lawsuit against two California firms, TOTE Fund LLC (TOTE) and MJS Capital Management LLC (MJS), and their principal Michael J. Siegel for misappropriating funds in connection with two commodity pools. According to the CFTC’s suit, between 2007 and 2010

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  • Investigation Involving Jeremy G. Tintle

    September 24, 2013 Comments (0) Blog, Securities Fraud

    Have you suffered losses as a result of your dealings with Jeremy G. Tintle? If so, The White Law Group may be able to help you recover your investment losses. According to complaint #2010024623501, the Financial Industry Regulatory Authority (FINRA) alleges that registered broker Jeremy G. Tintle participated in a

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  • More Bad News for UBS

    September 10, 2013 Comments (0) Blog, Securities Fraud

    According to the Wall Street Journal, UBS recently settled allegations client service associates, who provided sales support to UBS’s brokers and financial advisers, were accepting custumer trade orders from clients. UBS agreed to pay $4.6 million to be shared among the 50 states, the District of Columbia, Puerto

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  • UBS Securities to Pay $50 Million

    August 8, 2013 Comments (0) Blog, Securities Fraud

    On August 6, 2013, UBS Securities agreed to pay nearly $50 million to settle charges with the Securities and Exchange Commission (SEC). The SEC charges allege that while structuring and marketing a collateralize debt obligation (CDO), known as ACA ABS 2007-2 (ACA), UBS failed to disclose the $23.6 million received in

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  • FINRA Fines Oppenheimer

    August 6, 2013 Comments (0) Blog, Securities Fraud

    On August 5, 2012 the Financial Industry Regulatory Authority (FINRA) announced that Oppenheimer & Co has been fined $1,425,000 for selling unregistered penny stocks and for failing to have implemented an adequate anti-money laundering (AML) program to detect suspicious transactions. In addition to the fine,

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  • Recovery of Linn Energy Investment Losses

    Linn Energy

    August 5, 2013 Comments (0) Blog, Securities Fraud

    Investment Losses with Linn Energy The White Law Group, LLC is currently investigating the liability that brokerage firms may have for recommending Linn Energy investments to their clients. According to their website, Linn Energy is a multi-billion dollar E&P company headquartered in Houston, Texas. The company

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  • Investigation into NGAS Partners

    NGAS Partners

    July 3, 2013 Comments (0) Blog, Securities Fraud

    Investment Losses in NGAS Partners Have you suffered substantial investment losses in a limited partnership opportunity with NGAS Partners? If so, The White Law Group may be able to help. NGAS was founded in 2004 and is based in Lexington, Kentucky. NGAS is a natural resources company focused on natural gas

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