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Tag: securities fraud attorney

Blog, Current Investigations, Securities Fraud Articles

State of Mass. Fines Stifel Nicolaus & Co $300K

Stifel Nicolaus & Co to pay $300,000  for  Alleged Scheme According to reports, Massachusetts’ regulators led by Secretarty of...

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Blog, Current Investigations, Securities Fraud Articles

Scott Newsholme Broker Investigation

Former Advisor Scott Newsholme Sentenced to Prison The White law Group is continuing its investigation involving former financial advisor...

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Blog, Securities Fraud Articles

Claim Filed against Taylor Capital Management

The White Law Group has filed a FINRA Claim against Taylor Capital Management  The White Law Group has filed and submitted a FINRA claim...

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Blog, Current Investigations

Richard Cody Pleads Guilty to Fraud

Update on Richard Cody – Broker Investigation According to reports, former financial advisor Richard Cody pled guilty today to criminal...

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Current Investigations

Terry Trenchard – Broker Investigation

Terry Trenchard – Ruston, VA Have you suffered investment losses with Terry Trenchard? If so, the securities attorneys at The White Law...

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Blog

UBS Faces Lawsuit over Failure to Supervise Former Broker, Alex G. Herrera

Alex G. Herrera – UBS Financial – Coral Gables, FL According to a press release, UBS Financial Services is facing a claim that it...

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