Tag: securities fraud attorney
Maxwell Technologies – Securities Investigation
SEC Charges Maxwell Technologies with Fraudulent Scheme According to a press announcement yesterday, the Securities and Exchange Commission...
SEC Fines Aegis $1.3 Million for Failure To Report Suspicious Trades
Aegis Capital Corporation fined $1.3 Million According to a press announcement today, Aegis Capital Corporation will pay $1.3 million in...
FINRA Awards $204,000 involving UBS, Puerto Rico Bonds
FINRA Panel says UBS was liable for breach of contract and unsuitability According to the Financial Industry Regulatory Authority (FINRA),...
SEC Announces “Massive Fraud” Charges against Theranos Inc. & Top Execs
Investigating Potential Claims – Theranos Inc. The White Law Group continues to investigate potential claims involving broker dealers...
SEC Examiners Protecting Investors from Overcharges
Financial Advisors under Scrutiny in 2018 According to the Securities and Exchange Commission, the regulator will be paying attention when...
Trading Halted – ProShares Short VIX Short-Term Futures ETF
Investigating Potential Claims – ProShares Short VIX Short-Term Futures ETF Have you suffered investment losses in ProShares Short...
