-
August 1, 2019
Comments (0)
Blog
FINRA Sanctions Western International Securities for Mutual Fund Overcharges According to the Financial Industry Regulatory Authority (FINRA) on July 16, the regulator has reportedly censured and fined Western International Securities, a broker dealer in Pasadena, California for overcharging customers on mutual fund
Read More »
-
July 29, 2019
Comments (0)
Blog
FINRA Sanctions Woodbury Financial Services for Variable Annuities Supervisory Failures According to the Financial Industry Regulatory Authority (FINRA), the regulator has sanctioned Woodbury Financial Services (CRD #421, Oakdale, Minnesota) on May 13, 2019. A Letter of Acceptance Waiver & Consent was reportedly
Read More »
-
July 19, 2019
Comments (0)
Blog, Current Investigations
Thomas J. Marino – RM Stark & Co. – Delray Beach, Florida Are you concerned about your investments with Thomas J. Marino in Delray Beach, FL? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution Claim. According to the Financial Industry Regulatory
Read More »
-
July 1, 2019
Comments (0)
Current Investigations
L & L International Holdings Inc. Are you concerned about your investment in L & L International Holdings Inc.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. L & L Energy, Inc.,
Read More »
-
June 28, 2019
Comments (0)
Blog, Current Investigations
Owl Rock Capital Corp. – Investigating Potential Lawsuits Are you concerned about your investment in Owl Rock Capital Corp.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. The
Read More »
-
June 28, 2019
Comments (0)
Blog, Current Investigations
Texas E & P Partners – Securities investigation Have you suffered losses investing in a Texas E & P Partners offering? The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended Texas E & P Partners to investors. According to a complaint filed by
Read More »
-
June 25, 2019
Comments (0)
Blog, Current Investigations, Securities Fraud
Securities Investigation – Broad Reach Capital LP Are you concerned about your investment in Broad Reach Capital LP? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. According to SEC
Read More »
-
June 19, 2019
Comments (0)
Blog
20 ETF Funds with Worst 5-Year Returns According to an article in Financial Planning this week, Morningstar Direct reported on the worst performing index funds over the past five years. With an average loss of 9.51%, the 20 funds with the worst five-year returns are all exchange traded Funds (ETFs). Two are short
Read More »
-
June 13, 2019
Comments (0)
Blog
Are Non-Traded REITs a suitable investment for you? According to Robert A. Stanger & Company, an investment banking firm that publishes The Stanger Report, non-traded REIT sales soared to $869 million in May 2019. Fundraising of $3.6 billion (year-to-date) has doubled from 2018 total of $1.7 billion, according
Read More »
-
June 12, 2019
Comments (0)
Blog
FINRA Reportedly Bars Nicolas Barrios, of UBS Financial in Winter Haven, FL Are you concerned about your investments with Nicolas Barrios & UBS Financial? If so, the securities attorneys at The White Law Group may be able to help you through FINRA Arbitration. According to a Letter of Acceptance, Waiver &
Read More »
