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June 19, 2019
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Blog
20 ETF Funds with Worst 5-Year Returns According to an article in Financial Planning this week, Morningstar Direct reported on the worst performing index funds over the past five years. With an average loss of 9.51%, the 20 funds with the worst five-year returns are all exchange traded Funds (ETFs). Two are short
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June 13, 2019
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Blog
Are Non-Traded REITs a suitable investment for you? According to Robert A. Stanger & Company, an investment banking firm that publishes The Stanger Report, non-traded REIT sales soared to $869 million in May 2019. Fundraising of $3.6 billion (year-to-date) has doubled from 2018 total of $1.7 billion, according
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June 12, 2019
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Blog
FINRA Reportedly Bars Nicolas Barrios, of UBS Financial in Winter Haven, FL Are you concerned about your investments with Nicolas Barrios & UBS Financial? If so, the securities attorneys at The White Law Group may be able to help you through FINRA Arbitration. According to a Letter of Acceptance, Waiver &
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May 20, 2019
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Securities Fraud
The White Law Group files FINRA Arbitration Claim against World Equity Group Inc. The White Law Group announced the filing of a Financial Industry Regulatory Authority (FINRA) arbitration statement of claim this week against World Equity Group Inc. The lawsuit was submitted to FINRA Dispute Resolution on behalf of a
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April 25, 2019
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Blog, Current Investigations
Recovery of NorthStar Real Estate Income Trust Investment Losses Have you suffered losses investing in NorthStar Real Estate Income Trust (now known as N1 Liquidating Trust)? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage
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April 15, 2019
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Blog
MA Regulators Reportedly Charge Oakdale Wealth Advisers with Unsuitable Oil & Gas Investments Have you suffered losses investing in high risk oil & gas investments with Oakdale Wealth Management? According to a complaint filed on March 20, 2019, Massachusetts securities regulators have charged James G. Daly
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April 11, 2019
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Blog, Current Investigations, Securities Fraud
Environmental Packaging Technologies Holdings, CURE Pharmaceutical Holding Corp. Microcap Stock Investigation According to a press announcement in November 2018, the Securities and Exchange Commission charged four individuals for their roles in a scheme to profit from the manipulation and illegal sale of microcap
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August 25, 2016
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Blog
On August 24th, the Securities and Exchange Commission announced enforcement actions against 71 municipal issuers for violations in municipal bond offerings. According to the press release, the charges were brought under the Municipalities Continuing Disclosure Cooperation (MCDC) Initiative, a voluntary
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