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May 17, 2019
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Blog, Current Investigations
Mark Hopkins, American Portfolio Financial Services, Grand Blanc, MI According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly barred Mark Hopkins, a former financial advisor in Grand Blanc, MI, from associating with any FINRA member at any time. Without admitting or denying the
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May 14, 2019
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Blog, Current Investigations
Dean Grant Barred from the Securities Industry Have you suffered losses investing with Dean Grant in Milledgeville, Georgia? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry Regulatory Authority (FINRA), the
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May 14, 2019
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Blog
Cloud Peak Energy (CLDPQ) Stock 1-year Change -97.7% Have you suffered losses investing in Cloud Peak Energy at the recommendation of your financial advisor? If so, the securities attorneys at the White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration claim against the brokerage
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May 13, 2019
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Blog, Current Investigations
Thomas Lagan – Mercer Allied Co. – Albany, NY Have you suffered losses investing with Thomas Lagan in Albany, New York? The securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution Claim. According to news reports on May 1, Thomas Lagan, financial advisor and lawyer,
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May 3, 2019
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Blog, Current Investigations
John W. Cutshall of Lombard Securities Barred Have you suffered losses investing with John W. Cutshall in Woodsboro, MD? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against his employer. FINRA filed a complaint against Cutshall alleging that
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May 2, 2019
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Blog, Current Investigations
Lawsuit involving Barred Broker Francesco Puccio & AXA Advisors Are you concerned about investments made with former financial advisor Francesco Puccio? If so, the securities attorneys at The White Law Group may be able to help you. According to a FINRA arbitration award posted on April 25, 2019, an elderly couple
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April 26, 2019
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Current Investigations
Zachary Berkey, Broker – Four Points Capital Partners Have you suffered losses investing with Zachary Berkey in Melville, NY? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against his employer. According to a press announcement on April
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April 26, 2019
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Blog, Current Investigations
FINRA Sanctions Buckman, Buckman & Reid for Failure to Supervise Have you suffered losses investing with Buckman, Buckman & Reid in Little Silver, NJ? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the
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April 25, 2019
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Current Investigations
FINRA Suspends Broker James Bashaw for Allegedly Borrowing Money from Client According to The Financial Industry Regulatory Authority today, the regulator has suspended and fined James Bashaw, a former LPL Financial broker, for allegedly borrowing close to $200,000 from a client in 2013. Bashaw, who has worked in the
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April 24, 2019
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Current Investigations, Securities Fraud
Alex Ford, Former NYLife Securities Rep Charged with Fraud Have you suffered losses investing with Alex Ford and NYLife Securities in Raleigh, North Carolina? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Dispute Resolution Claim. According to
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