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December 1, 2018
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Current Investigations, Securities Fraud
The White Law Group announces an investigation into gold/silver/platinum and palladium futures losses. Did you invest in gold, silver, platinum, or palladium futures between January 2009 and December 2015? If you suffered losses investing in gold/silver/platinum and palladium futures, the White Law Group may be able
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November 15, 2018
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Blog
California Camp Fire cause major PG&E Corp. outages According to reports, PG&E Corp. shares fell another 22% today due to growing concerns that the utility’s insurance may not cover the possible losses from the devastating wildfire in Northern California. The parent of Pacific Gas and
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November 13, 2018
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Current Investigations
Commonwealth Financial Returns $900,000 to investors According to the Financial Industry Regulatory Authority (FINRA) this week, the regulator has sanctioned Commonwealth Financial Network for overcharging retirement plan investors via mutual fund share classes. According to a Letter of Acceptance, Waiver and
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October 26, 2018
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Blog
Alex G. Herrera – UBS Financial – Coral Gables, FL According to a press release, UBS Financial Services is facing a claim that it failed to supervise one of its former brokers, Alex G. Herrera who allegedly spent a client’s money to build a vacation home for himself. Alex G. Herrera, of Coral Gables, Fla.,
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October 26, 2018
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Blog
Stocks Tumble this Week after Disappointing Financial Results with Internet Companies According to reports today, the major stock indexes sold off in today’s stock market action. The Dow Jones industrial average declined by more than 238 points on Friday, as the stock market correction continues. Disappointing
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October 5, 2018
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Blog, Current Investigations, Securities Fraud
Broker Suhail Khan – LPL Financial – Chicago, IL Are you concerned about your investments with former financial advisor Suhail Khan? If so, the securities attorneys at The White Law Group may be able to help you. According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred former
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October 1, 2018
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Blog
Securities Investigation – Carter Validus Mission Critical REIT Are you concerned about Carter Validus Mission Critical REIT losses? If so, the securities attorneys at The White Law Group may be able to help your recover your losses by filing a FINRA claim against the brokerage firm that sold you the investment.
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September 25, 2018
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Blog, Current Investigations
Securities Investigation – Hospitality Investors Trust Inc. Are you concerned about Hospitality Investors Trust Inc. losses? If so, the securities attorneys at The White Law Group may be able to help your recover your losses by filing a FINRA claim against the brokerage firm that sold you the investment. Hospitality
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September 6, 2018
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Blog, Current Investigations, Securities Fraud
Invest Advisor – Roger Kroeger – Update on Securities Fraud Investigation Have you suffered losses investing with Roger Kroeger and INVEST Financial? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA Arbitration. As we told you in January, the
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September 5, 2018
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Blog, Current Investigations
Robert S. Graham Barred – Capital Investment Group, Inc. – Investigation According to the Financial Industry Regulatory Authority (FINRA) on August 23, financial advisor Robert S. Graham was reportedly barred from the securities industry and fined $15,000 by the Massachusetts Securities Division for
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