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November 12, 2019
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Blog, Current Investigations
Update on Ed Matthes Broker Fraud Investigation Are you concerned about investment losses with former financial advisor Ed Matthes in Oconomowoc, WI? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim. According to news reports
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October 9, 2019
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Blog, Securities Fraud
Does a financial advisor have to factor in taxes when making a recommendation? Before recommending an investment, financial advisors are required by FINRA Rule 2111 to ensure that the recommendation is suitable for that customer based on several important factors including tax status. The tax implications of the
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October 8, 2019
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Current Investigations, Securities Fraud
SEC charges Northridge Holdings & entities with engaging in alleged $41 million fraud scheme. The White Law Group is investigating potential securities fraud lawsuits involving sales agents who may have unsuitably recommended Northridge Holdings offerings to investors. According to a press announcement on
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October 4, 2019
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Blog, Current Investigations
Concerned about your investment in Dallas Multifamily DST? Are you concerned about your investment in Dallas Multifamily DST? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. Dallas Multifamily
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October 3, 2019
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Blog, Current Investigations
Concerned about your investment in Louisville Multifamily DST? Are you concerned about your investment in Louisville Multifamily DST? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. Louisville
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October 1, 2019
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Blog, Current Investigations
Concerned about your investment in Colorado Multifamily Portfolio DST? Are you concerned about your investment in Colorado Multifamily Portfolio DST? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the
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October 1, 2019
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Blog, Current Investigations
Chicagoland Multifamily DST – Investigating Potential Lawsuits Are you concerned about your investment in Chicagoland Multifamily DST? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.
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September 5, 2019
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Current Investigations, Securities Fraud
Joseph A. Likens – Merrill Lynch – Investigation Are you concerned about investments you made with financial advisor Joseph A. Likens? The White Law Group is investigating potential claims involving Likens and the liability his employer may have for failing to supervise him. According to public disclosures on
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August 5, 2019
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Blog, Current Investigations
Whiting Petroleum Stock drops 35% after firing one third of its Workforce Are you concerned about your investment in Whiting Petroleum Corp. at the recommendation of your financial advisor? If so, the securities attorneys at the White Law Group may be able to help you to recover your losses by filing a FINRA
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July 23, 2019
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Current Investigations
Financial Advisor Satya Shaw, Center Street Securities – Wesley Chapel, Florida Are you concerned about investments you made with former financial advisor Satya Shaw in Wesley Chapel, FL? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim.
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