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Tag Archive

April 9, 2013

Unified Fiduciary Standard Coming?

The White Law Group continues to follow the SEC discussions regarding the

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March 27, 2013

Recovery of Silver Oak Leasing Investment Losses

Have you suffered losses investing in Silver Oak Leasing?  If so, the securities

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March 22, 2012

Former Morgan Stanley Smith Barney Financial Advisor Admits To Theft

It is being reported that Victor Manuel Rivera, Jr., a financial advisor from

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March 20, 2012

Citi International fined over Corporate and Agency Bond Transactions

FINRA recently announced that it has fined Citi International Financial Services

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March 15, 2012

Brokerage Firm Best Execution Requirements

The SEC recently approved FINRA’s proposed rule change to adopt FINRA Rules 5310

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Fiduciary Duties of Broker Dealers & Investment Advisers, featured by top securities fraud attorneys, The White Law Group March 14, 2012

Fiduciary Duties of Broker Dealers & Investment Advisers

Dodd-Frank Wall Street Reform and Consumer Protection Act In the wake of the 2008

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