-
October 2, 2019
Comments (0)
Current Investigations
SEC Settles Charges for Mutual Fund Disclosure Failures According to a press announcement on Sept. 30, the Securities and Exchange Commission reportedly settled charges against 17 investment advisers for disclosure failures regarding their mutual fund share class selection practices. The firms include 16 advisers that
Read More »
-
April 11, 2019
Comments (0)
Blog, Current Investigations, Securities Fraud
Environmental Packaging Technologies Holdings, CURE Pharmaceutical Holding Corp. Microcap Stock Investigation According to a press announcement in November 2018, the Securities and Exchange Commission charged four individuals for their roles in a scheme to profit from the manipulation and illegal sale of microcap
Read More »
