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May 29, 2018
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Blog, Current Investigations
Concerned about your investment in a Hartman REIT? According to SEC filings this week, three affiliated REITs, Hartman Short Term Income Properties XX Inc., Hartman Income REIT Inc., and Hartman Short Term Income Properties XIX Inc., have released information on lower net asset values per share prior to the
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August 16, 2017
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Blog, Securities Fraud
New York Times op-ed piece sparks investigation into broker kickbacks According to reports on Tuesday, Massachusetts securities regulator, William Galvin, launched an investigation into charges that brokers were receiving kickbacks for routing sales orders to certain stock exchanges. The investigation was sparked by
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March 29, 2017
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Blog, Securities Fraud
NY Brokers charged the same day in churning scheme The Securities and Exchange Commission issued an investor alert In January warning investors about excessive trading and churning in brokerage accounts the same day it charged two New York brokers with benefiting themselves in such a scheme. The SEC’s
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February 14, 2017
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Securities Fraud
Is your Financial Advisor Churning your Account? Have you suffered losses investing with your financial advisor? If so, The White Law Group may be able to help you by filing a FINRA arbitration claim against the brokerage firm that sold you the investments. Like any profession – there are good financial advisors and
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February 9, 2017
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Current Investigations
Concerned about investment losses with LaeRoc Income Fund 007 LP? Have you suffered investment losses in a LaeRoc Income Fund 007 LP? If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. LaeRoc Funds is a real estate investment firm. According to the firm’s website,
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January 10, 2017
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Blog, Podcasts, Securities Fraud
What is Churning? Churning is excessive trading by a broker in a client’s account largely to generate commissions. Churning claims arise out of the inherent conflict of interest involved when a financial advisor is compensated by commissions
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November 2, 2015
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Blog, Securities Fraud
Puerto Rico Electric Power Authority (PREPA) has signed its 12th extension to restructure $8.3 billion of debt. According to Yahoo Finance, “Investors holding about 35 percent of the Puerto Rico Electric Power Authority’s debt decided to delay until next week the expiration of a forbearance agreement that was
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October 13, 2015
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Blog, Securities Fraud
Ever wonder who were the worst financial advisors of 2015? ThinkAdvisor compiled a list of 12 financial advisors who allegedly put their own self interests above their clients. According to ThinkAdvisor, the amount of money stolen was not the only factor considered. The type of victims they took advantage of and the
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July 9, 2015
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Blog, Securities Fraud
Since Gov. Alejandro Garcia Padilla’s announcement last week that the commonwealth’s $72 billion in bond debt is “unpayable,” concerns about a default have escalated. Though bondholders were able to come to a deal to avoid a default on a $415 million debt payment, it’s only a temporary
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July 8, 2015
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Blog, Securities Fraud
With the Chinese market in the midst of a correction, many investors in Chinese focused funds may be concerned for their investments. We are paying close attention to certain funds with high involvement in China, and, in particular, the ways in which broker/dealers marketed and sold the products to investors.
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