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RBC Capital Markets to pay $800,000 for Unfair Dealing in Municipal Bonds, fetaured by top securities attorneys, The White Law Group September 17, 2021

RBC Capital Markets to pay $800,000 for Unfair Dealing in Municipal...

SEC charges RBC and two execs with Municipal Bond Rules Violations  According to

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Santander Investment Securities Censured & Fined, featured by top securities fraud attorneys, The White Law Group September 9, 2021

Santander Investment Securities Inc. Censured & Fined 

FINRA Sanctions Santander Investment Securities for Inaccurate Disclosures 

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Jason LaBelle, LPL Financial, Barred from the Securities Industry, featured by top securities fraud attorneys, The White Law Group July 26, 2021

Jason LaBelle, LPL Financial, Barred from the Securities Industry

FINRA Bars Boker Jason LaBelle after Allegations of Outside Business Activities

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Douglas Szempruch, Aegis Capital Corp. Advisor, Suspended from the Securities Industry, featured by top securities fraud attorneys, The White Law Group July 15, 2021

Douglas Szempruch, Aegis Capital Corp. Advisor, Suspended from the Securities...

FINRA Reportedly Suspends Douglas Szempruch after Allegations of Unsuitable &

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Tyler Rigsbee, Wells Fargo Advisor, Barred from the Securities Industry, featured by top securities fraud attorneys, The White Law Group July 15, 2021

Tyler Rigsbee, Wells Fargo Advisor, Barred from the Securities Industry

FINRA Reportedly Bars Tyler Rigsbee after Allegations of Misdirection of Client’s

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Ex-Summit Broker Victor Rigoni III Suspended from the Securities Industry, featured by top securities fraud attorneys, The White Law Group July 14, 2021

Ex-Summit Broker Victor Rigoni III Suspended from the Securities Industry

FINRA Reportedly Suspends Victor Rigoni III for Allegations of Undisclosed Tax Liens

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