-
February 7, 2019
Comments (0)
Blog, Current Investigations
Recovery of Investment Losses – Reef 2015 Oil & Gas Opportunity Fund #1 L.P. Have you suffered investment losses in Reef 2015 Oil & Gas Opportunity Fund #1 L.P.? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through a FINRA Dispute Resolution claim.
Read More »
-
February 1, 2019
Comments (0)
Current Investigations
Securities Investigation – Cal Phoenix Re 2018-1 Are you concerned about your investment in Cal Phoenix Re 2018-1? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim. According to reports, PG&E Corporation, (the
Read More »
-
February 1, 2019
Comments (0)
Blog, Current Investigations
Securities Investigation – Atlas Eagle Ford 2015 L.P. Have you suffered losses in Atlas Eagle Ford 2015 L.P.? If so, the securities attorneys at The White Law Group may be able to help. Atlas Resource Partners LP filed for bankruptcy protection on July 26, 2017 and joined dozens of struggling oil and gas
Read More »
-
January 29, 2019
Comments (0)
Current Investigations
Update on Woodbridge Ponzi Scheme According to a press announcement on Jan. 28, 2019, a federal court in Florida reportedly ordered Woodbridge Group of Companies LLC and its former owner to pay $1 billion in penalties and disgorgement for allegedly operating the Woodbridge Ponzi scheme that targeted retail
Read More »
-
January 25, 2019
Comments (0)
Blog, Securities Fraud
FINRA warns about online platforms and other issues affecting investors The Financial Industry Regulatory Authority (FINRA) is a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly. In FINRA’s most recent annual
Read More »
-
January 24, 2019
Comments (0)
Current Investigations
UIT Switching Cost Hennion & Walsh Customers $300,000 According to the Financial Industry Regulatory Authority (FINRA), the regulator has sanctioned Hennion & Walsh, a broker-dealer located in Parsippany, New Jersey after an investigation involving unsuitable sales of Unit Investment Trusts. According to the
Read More »
-
January 19, 2019
Comments (0)
Blog, Current Investigations
Immune Pharmaceuticals – Securities Investigation Are you concerned about your investment in Immune Pharmaceuticals? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. Immune Pharmaceuticals
Read More »
-
January 10, 2019
Comments (0)
Blog
8 Firms hit with FINRA Fines in 2018 According to Investment News, the Financial Industry Regulatory Authority (FINRA) hit the following 8 firms with multi-million dollar fines in 2018. Wedbush Securities – In February, FINRA fined Wedbush Securities $1.5 million for net capital deficiencies and for failing to
Read More »
-
January 2, 2019
Comments (0)
Blog, Current Investigations, Securities Fraud
Concerned about your investments with Jerry Wayne Simpson? According to news reports, between March 2016 and October 2017, former financial advisor Jerry Wayne Simpson allegedly stole $400,000 from his clients. According to the indictment, Simpson allegedly forged a clients’ name on paperwork requesting to have
Read More »
-
January 2, 2019
Comments (0)
Blog, Current Investigations, Securities Fraud
John Greg Schmidt – Securities Fraud Investigation According to news reports last week, former financial advisor John Greg Schmidt was indicted on 128 felony counts and is reportedly incarcerated in Montgomery County Jail, in Dayton, Ohio. Schmidt was reportedly working at Schmidt Investment Strategies Group
Read More »
