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August 10, 2018
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Blog, Current Investigations, Securities Fraud
Securities Fraud Investigation – John C. Maccoll – UBS Financial Services According to a press announcement yesterday, the Securities and Exchange Commission has charged former financial advisor John C. Maccoll with defrauding his brokerage customers out of nearly $4 million in a long-running investment scheme.
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July 31, 2018
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Blog
Reverse Stock Split didn’t help – MoviePass – Helios & Matheson Shares down 46% Monday According to Yahoo Finance, MoviePass users experienced “technical” difficulties over the weekend and this may be disappointing news for investors. MoviePass owner Helios & Matheson (HMNY) shares are
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July 20, 2018
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Blog, Current Investigations
MJIC Inc. – Securities Investigation Are you concerned about your investment in MJIC Inc.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. MJIC, Inc. operates an integrated infrastructural and
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July 12, 2018
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Blog, Current Investigations, Securities Fraud
Update: Morgan Stanley Advisor Cornelius Peterson – Fraud Charges According to reports, Cornelius Peterson, 29, a former Morgan Stanley advisor, was sentenced to 20 months in prison on June 28 after he admitted that he misused client funds to invest in and support a wind farm project that a friend had decided to
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June 14, 2018
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Blog, Current Investigations
Northeast Securities Inc. Censured & Fined According to the Financial Industry Regulatory Authority (FINRA), on June 12, 2018, Northeast Securities Inc. (CRD #25996) was issued an AWC in which the firm was censured and fined $50,000. FINRA Rules requires firms such as Northeast Securities to establish and maintain
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June 8, 2018
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Blog, Current Investigations
News of interest rate hike sends investors scurrying. iShares 0-5 High Yield Corporate Bond ETF, an Exchange-traded fund that tracks short-term junk bonds, has lost $1.5 billion since May 29. According to Investment news, the $2.4 billion iShares 0-5 High Yield Corporate Bond ETF (SHYG) had “more than $465 million
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June 1, 2018
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Blog, Current Investigations
Puerto Rico GO Bondholders vs. Puerto Rico COFINA Bondholders The White Law Group continues to investigate potential claims involving broker dealers who may have unsuitably recommended Puerto Rico Bonds to investors. Puerto Rico GO bondholders and Puerto Rico COFINA bondholders may have finally reached an agreement
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May 29, 2018
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Blog, Current Investigations
Concerned about your investment in a Hartman REIT? According to SEC filings this week, three affiliated REITs, Hartman Short Term Income Properties XX Inc., Hartman Income REIT Inc., and Hartman Short Term Income Properties XIX Inc., have released information on lower net asset values per share prior to the
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January 21, 2018
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Blog, Current Investigations, Securities Fraud
Investigating Potential Claims – Horsehead Holding Corp. The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended Horsehead Holding Corp to investors. Horsehead Holding is a producer of zinc and nickel products in Pittsburgh, PA. The company filed for Chapter
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December 19, 2017
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Blog, Current Investigations
Hyperdynamics Corp. – Securities Investigation The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended Hyperdynamics Corp. to investors. Hyperdynamics (OTCQX: HDYN) is an emerging independent exploration company that is exploring offshore the Republic of
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