Securities Lawyer
Tag Archive

June 16, 2009

Important Things to Know about B Share Mutual Funds

There has been quite a bit of controversy surrounding Class B share mutual funds in

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June 10, 2009

Was an L-Share annuity purchase appropriate for you?

Typically, with an L-Share annuity, you will pay a higher mortality, expense and

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June 7, 2009

Oppenheimer Funds 529 Plans Under Fire

Oppenheimer Funds’ 529 Plans are facing complaints amid allegations of

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May 29, 2009

Activity Letter from my Brokerage Firm

Why did my Brokerage Firm send me this letter? If you have ever received a letter

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May 26, 2009

Financial Fraud Often Aimed at Seniors

According to Jennifer Levitz’s May 19, 2009 article in the Wall Street Journal,

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May 20, 2009

Wall Street Firms Still Preoccupied with Big Sales not Good...

Lest you believe that Wall Street has changed its stripes, and is now in the

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