Tag: Securities Lawyer
MCL Financial Group to close
According to the Investment News, yet another small brokerage, MCL Financial Group, that focused on selling illiquid alternative...
Have you suffered losses in a Structured Product Investment?
Have you suffered losses in a Structured Product Investment? If so, the securities attorneys of The White Law Group may be able to help....
Emmet & Co Inc. fined by FINRA
Emmet & Co., Inc. (CRD #15993, Far Hills, New Jersey) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm...
D. Weckstein & Co., Inc. fined by FINRA
D. Weckstein & Co., Inc. (CRD #20338, New York, New York) recently submitted a Letter of Acceptance, Waiver and Consent in which the...
Omni Brokerage to close.
According to the Investment News, Omni Brokerage Inc., based in South Jordan, Utah, said at the end of April it would withdraw its...
David Lerner Associates Investigated by FINRA
According to the Investment News, David Lerner Associates Inc. has been accused of targeting unsophisticated and elderly customers while...