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Tag: Securities Lawyer

Blog, Securities Fraud Articles

MCL Financial Group to close

According to the Investment News, yet another small brokerage, MCL Financial Group, that focused on selling illiquid alternative...

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Blog, Securities Fraud Articles

Have you suffered losses in a Structured Product Investment?

Have you suffered losses in a Structured Product Investment? If so, the securities attorneys of The White Law Group may be able to help....

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Blog, Securities Fraud Articles

Emmet & Co Inc. fined by FINRA

Emmet & Co., Inc. (CRD #15993, Far Hills, New Jersey) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm...

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Blog, Securities Fraud Articles

D. Weckstein & Co., Inc. fined by FINRA

D. Weckstein & Co., Inc. (CRD #20338, New York, New York) recently submitted a Letter of Acceptance, Waiver and Consent in which the...

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Blog, Securities Fraud Articles

Omni Brokerage to close.

According to the Investment News, Omni Brokerage Inc., based in South Jordan, Utah, said at the end of April it would withdraw its...

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Blog, Securities Fraud Articles

David Lerner Associates Investigated by FINRA

According to the Investment News, David Lerner Associates Inc. has been accused of targeting unsophisticated and elderly customers while...

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