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January 12, 2017
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Blog
The SEC’s Office of Investor Education and Advocacy recently issued an Investor Bulletin to help educate investors about money market funds, including money market funds’ investment objectives and risks. Money market funds, sometimes called money funds, are a type of mutual fund that has relatively low risks
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October 12, 2010
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Blog, Securities Fraud
The White Law Group is investigating securities fraud claims involving the ultra-short bond funds Schwab YieldPlus (SWYPX) and Schwab YieldPlus Select (SWYSX). Based on our investigation, it appears that these funds were marketed as conservative and an alternative to money-market funds to retirees and other investors.
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September 29, 2010
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Blog, Securities Fraud
Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm? The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities
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September 29, 2010
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Blog, Securities Fraud
Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm? The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities
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September 29, 2010
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Blog, Securities Fraud
Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm? The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities
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September 29, 2010
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Blog, Securities Fraud
Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm? The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities
Read More »
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September 29, 2010
Comments (0)
Blog, Securities Fraud
Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm? The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities
Read More »
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September 29, 2010
Comments (0)
Blog, Securities Fraud
Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm? The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities
Read More »
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June 23, 2010
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Blog, Securities Fraud
Promissory Note Disputes The White Law Group continues to represent financial advisors in Promissory Note disputes and claims related to the financial advisors prior employment. Promissory Notes (often called up-front forgivable loans) are commonly used as a recruiting tool by many of the major brokerage firms
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May 24, 2010
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Blog, Securities Fraud
The Securities and Exchange Commission (SEC) recently announced that it has censured Gilman Ciocia and its Prime Capital Services unit for misrepresenting the variable annuities sold to senior citizens in South Florida. In an order, the SEC found that from approximately November 1999 through February 2007, Prime
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