securities
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May 16, 2011

Rafferty Capital Markets, LLC fined by FINRA

Rafferty Capital Markets, LLC (CRD #23682, Garden City, New York) recently submitted

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May 16, 2011

Purshe Kaplan Sterling Investments, Inc. fined by FINRA

Purshe Kaplan Sterling Investments, Inc. (CRD #35747, Albany, New York) recently

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LPL Financial May 16, 2011

Noble International Investments, Inc. fined by FINRA

Investigation o Noble International Investments, Inc. Noble International

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May 16, 2011

National Securities Corporation Fined

National Securities Corporation (CRD #7569, Seattle, Washington) recently submitted

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May 16, 2011

The Firm of Cantor Fitzgerald & Co. Fined by FINRA

Cantor Fitzgerald & Co. (CRD #134, New York, New York) recently submitted a

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October 26, 2010

Regulatory History of Wedbush Securities

The White Law Group reviews securities fraud cases throughout the country, including

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