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January 18, 2011

Top Independent Broker-Dealers According to Investment News

RANK Broker-dealer Total gross revenues 1 LPL Investment Holdings Inc. $2.8B • LPL

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November 26, 2010

Largest Independent Broker-Dealers

According to the Investment News, the following are the top broker-dealers (ranked

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July 16, 2010

Possible securities fraud involving indexed annuities

The White Law Group is investigating the sales practices of brokerage firms and

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