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April 8, 2011
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Blog, Securities Fraud
According to the InvestmentNewsAdvisers on the Move database, the wealth management division of UBS Financial Services Inc. added the most new advisers (74) and the greatest amount of assets ($11.6 billion) among firms in the database — this despite persistent rumors the division might be sold. UBS Financial also
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March 10, 2011
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Blog, Securities Fraud
According to the Investment News, Morgan Stanley Smith Barney, the largest brokerage in the United States, will lay off between 200 to 300 adviser trainees and low volume producers in the firm’s advisory force by the end of the month. Another source from Morgan Stanley confirmed the story, but added that the
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