Tag: Smith Barney
Blog, Securities Fraud Articles
June 18, 2010
Investigation Into Sub-Prime Issues
The White Law Group is investigating the appropriateness of financial advisor’s recommendations that investors purchase sub-prime issues...
Blog, Securities Fraud Articles
September 15, 2009
Citigroup Global Markets Arbitration Award
The US District Court for the Western District of Texas should confirm an arbitration award for brokerage firm Citigroup Global Markets...
Blog, Securities Fraud Articles
July 24, 2009
Richard Wayne Hill, formerly of Morgan Stanley Smith Barney, barred from FINRA
Richard Wayne Hill, formerly a financial advisor with Citigroup (now Morgan Stanley Smith Barney) in Wellington, Florida has been barred...
