Spelman & Co.
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October 29, 2010

FINRA Fines For Mutual Fund Sales Practices

In or about 2009, FINRA fined 25 broker-dealers a total of $2,145,000 for failures

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May 28, 2010

Reed Theodore Johnson, of Cuso Financial Services, L.P., fined and...

FINRA recently announced that Reed Theodore Johnson, of Cuso Financial Services,

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