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Tag: Steven L. Falk

Blog, Securities Fraud Articles

October 29, 2010

FINRA Fines For Mutual Fund Sales Practices

In or about 2009, FINRA fined 25 broker-dealers a total of $2,145,000 for failures related to their completion of FINRA’s (then...

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Blog, Securities Fraud Articles

June 21, 2010

Investigation into DBSI, Inc. TIC investments

The White Law Group is investigating securities fraud claims on behalf of numerous investors involving recommendations made by their...

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