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Tag: stockbroker

Blog, Securities Fraud Articles

Investigation Into Sub-Prime Issues

The White Law Group is investigating the appropriateness of financial advisor’s recommendations that investors purchase sub-prime issues...

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Blog, Securities Fraud Articles

Lehman Brothers “100 Percent Principal Protective Note” Losses

The White Law Group is investigating securities fraud claims involving investors that were improperly sold Lehman Brothers “100 Percent...

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Blog, Securities Fraud Articles

Richard Albert Seefried suspended by FINRA

FINRA recently announced that Richard Albert Seefried, a financial advisor in Spokane, Washington currently registered with GVC Capital,...

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Blog, Securities Fraud Articles

Andrew Mark Ruby Barred from Securities Industry

FINRA recently announced that Andrew Mark Ruby, a former Morgan Stanley financial advisor in Hartsdale, New york, has been barred from...

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Blog, Securities Fraud Articles

Drumond Ricardo Roby barred from securities industry

FINRA recently announced that former H&R Block Financial Advisor Drumond Ricardo Roby has been barred from association with any FINRA...

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Blog, Securities Fraud Articles

Las Vegas, Nevada Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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