structured product investigation
Tag Archive

June 15, 2012

FINRA fines Merrill Lynch over structured product sales.

According to reports, Merrill Lynch has agreed to pay a $450,000 fine and accept a

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February 17, 2012

Risks of Structured Products

A structured product, also known as a market linked investment, is generally a

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July 28, 2011

SEC Issues Warning Regarding Structured Products and Reverse Convertible Notes

Broker-dealers have been engaging in sales practices for structured securities

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