sued financial professional
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  • Has my broker ever been sued?

    November 7, 2013 Comments (0) Blog, Securities Fraud

    If you have ever wondered if your broker or investment adviser has been sued by a customer, there is a great online tool called BrokerCheck that allows you to research the background of your financial professional. BrokerCheck is a free online database provided by the Financial Industry Regulatory Authority (FINRA).

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