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June 6, 2011
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Blog, Securities Fraud
National Futures Association (NFA) has fined Brewer Futures Group LLC (BFG) and its principal, Steven J. Brewer $100,000. BFG is an Introducing Broker (IB) located in Chicago, Illinois. The Decision, issued by an NFA Hearing Panel, is based on a Complaint filed in June 2009 and a settlement offer submitted by BFG,
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March 2, 2010
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Blog, Securities Fraud
2010. Standards of Commercial Honor and Principles of Trade A member, in the conduct of its business, shall observe high standards of commercial honor and just and equitable principles of trade. 2020. Use of Manipulative, Deceptive or Other Fraudulent Devices No member shall effect any transaction in, or induce the
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