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May 16, 2011

Robert W. Baird & Co. Incorporated fined by FINRA

Robert W. Baird & Co. Incorporated (CRD #8158, Milwaukee, Wisconsin) recently

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May 16, 2011

Rafferty Capital Markets, LLC fined by FINRA

Rafferty Capital Markets, LLC (CRD #23682, Garden City, New York) recently submitted

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