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Tag: Tampa

Blog, Securities Fraud Articles

April 21, 2010

Rodney Jack Bradley barred from FINRA

FINRA recently announced that Rodney Jack Bradley, a former financial advisor with Merrill Lynch in Clearwater, Florida, has been barred...

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Blog, Securities Fraud Articles

September 29, 2009

Jamik Jamar Ligon fined and suspended by FINRA

FINRA recently announced that Jamik Jamar Ligon, formerly of Merrill Lynch, Pierce, Fenner & Smith, Incorporated in Jersey City, New...

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Blog, Securities Fraud Articles

August 20, 2009

James Stephen Eckes barred from FINRA

According to a recent FINRA announcement, James Stephen Eckes, of Parrish, Florida, barred from FINRA and ordered to pay $1,611 in...

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Blog, Securities Fraud Articles

August 19, 2009

Andres Luis Delmas, Miami, fined by FINRA and suspended

FINRA recently announced that Andres Luis Delmas, in Miami, Florida, has been fined $15,000 by FINRA and suspended from association with...

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