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  • The Tidal Group, Inc. fined by FINRA

    March 7, 2013 Comments (0) Blog, Securities Fraud

    The Tidal Group, Inc. (CRD #39782, Schertz, Texas) recentlysubmitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $20,000. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that it provided inaccurate information

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