Tag: Texas
Dallas, Texas Securities Fraud Lawyer / Broker Fraud Attorney
Securities Fraud Attorney in Dallas, Texas *UPDATED* The White Law Group, LLC is a national securities fraud, securities arbitration,...
APS Financial Corporation Expelled By FINRA
Financial Industry Regulatory Authority (FINRA) recently announced that it has expelled APS Financial Corporation, located in Austin,...
Penson Financial Services and Pinnacle Capital Markets fined by FINRA.
In February 2010, the Financial Industry Regulatory Authority (FINRA) announced that it had fined Penson Financial Services, a Dallas-based...
Gary Robert Stremel barred from FINRA
FINRA recently announced that Gary Robert Stremel, formerly of Citigroup Global Markets, Inc. in Houston, Texas, has been barred from...