The White Law Group
Tag Archive

L-share annuity December 11, 2017

L-share Annuity – Suitable Investment for you?

L-share Annuity – Investment Losses An L-Share Annuity is a

Read article

August 25, 2016

SEC Charges 71 Municipal Issuers with Violations

On August 24th, the Securities and Exchange Commission announced enforcement

Read article

November 5, 2015

Wall Street V. Main Street Podcast – Episode 5

Wall Street V. Main Street Podcast – Episode 5 – How to Vet and/or Fire

Read article

March 22, 2012

Potential for Recovery of Former LPL Financial Representative Arthur Lin...

According to SEC documents, Arthur Lin, a former LPL Financial registered

Read article

February 27, 2012

FINRA Outlines Investments They are Watching Closely in 2012

The Financial Industry Regulatory Authority (FINRA) outlined a list of investment

Read article

January 23, 2012

SEC Alerts Investors about Investment Fraud Risks related to Social...

The SEC recently released an “investor alert” with the goal of helping

Read article

December 6, 2011

Investors Encouraged to Research Financial Advisers and Choose Carefully

The USA Today recently ran a story in which they gave some tips on diligently

Read article

October 5, 2011

FINRA Continues their Focus on Non-traded REITs with an Investor...

FINRA released an investor alert for public non-traded REITs “to help investors

Read article

October 4, 2011

Forex Capital Markets LLC Settles Charges of Failure to Supervise...

According to a public release from cftc.gov, “The U.S. Commodity Futures Trading

Read article

September 30, 2011

FINRA Proposes More Changes to Protect Investors in Non-traded REITs

According to the investmentnews.com, FINRA has “…proposed changes to its Rule

Read article