The White Law Group
Tag Archive

L-share annuity December 11, 2017

L-share Annuity – Suitable Investment for you?

L-share Annuity – Investment Losses An L-Share Annuity is a

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August 25, 2016

SEC Charges 71 Municipal Issuers with Violations

On August 24th, the Securities and Exchange Commission announced enforcement

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November 5, 2015

Wall Street V. Main Street Podcast – Episode 5

Wall Street V. Main Street Podcast – Episode 5 – How to Vet and/or Fire

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March 22, 2012

Potential for Recovery of Former LPL Financial Representative Arthur Lin...

According to SEC documents, Arthur Lin, a former LPL Financial registered

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February 27, 2012

FINRA Outlines Investments They are Watching Closely in 2012

The Financial Industry Regulatory Authority (FINRA) outlined a list of investment

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January 23, 2012

SEC Alerts Investors about Investment Fraud Risks related to Social...

The SEC recently released an “investor alert” with the goal of helping

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December 6, 2011

Investors Encouraged to Research Financial Advisers and Choose Carefully

The USA Today recently ran a story in which they gave some tips on diligently

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October 5, 2011

FINRA Continues their Focus on Non-traded REITs with an Investor...

FINRA released an investor alert for public non-traded REITs “to help investors

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October 4, 2011

Forex Capital Markets LLC Settles Charges of Failure to Supervise...

According to a public release from, “The U.S. Commodity Futures Trading

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September 30, 2011

FINRA Proposes More Changes to Protect Investors in Non-traded REITs

According to the, FINRA has “…proposed changes to its Rule

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