theft
Tag Archive

• ThinkAdvisor’s Dirty Dozen

  October 13, 2015 Comments (0) Blog, Securities Fraud

  Ever wonder who were the worst financial advisors of 2015? ThinkAdvisor compiled a list of 12 financial advisors who allegedly put their own self interests above their clients. According to ThinkAdvisor, the amount of money stolen was not the only factor considered. The type of victims they took advantage of and the

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• Recovery of Investment Losses

  November 30, 2010 Comments (0) Blog, Securities Fraud

  If you have suffered investment losses as a result of the fraud or negligence of your financial professional or brokerage firm, The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm

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• Former ING Financial Parterns and John Hancock Mutual Life Insurance Company financial advisor, Michael J. DiMare, barred from securities industry for securities violations including misappropriation of client funds.

  May 12, 2010 Comments (0) Blog, Securities Fraud

  The Financial Industry Regulatory Authority (FINRA) recently announced that it has permanently barred Ponte Vedra Beach, FL, registered representative Michael J. DiMare, formerly registered with ING Financial Partners, Inc., from the securities industry for misappropriating over $1.9 million in client funds – while

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• Michael Lewis Axel, formerly of Tripp & Co., Inc. in New York City , barred from FINRA for securities fraud violations.

  January 28, 2010 Comments (0) Blog, Securities Fraud

  FINRA recently announced that Michael Lewis Axel, formerly of Tripp & Co., Inc. in New York City , has been barred from association with any FINRA member firm in any capacity. Without admitting or denying the findings, Axel consented to the described sanction and to findings that he misappropriated at least

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