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January 17, 2019
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Blog, Current Investigations, Securities Fraud
Merrill Lynch Advisor Thomas Buck (Tom Buck) According to reports this week, federal prosecutors are asking a judge to impose a 78-month prison sentence on Thomas Buck, the former Merrill Lynch broker who in 2018 pled guilty to one count of securities fraud and agreed to pay a $5 million penalty. Buck’s sentencing
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March 12, 2018
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Blog, Current Investigations, Securities Fraud
Former Merrill Lynch Advisor and Councilman Tom Buck faces 25 Years if Convicted Have you suffered investment losses with former financial advisor and councilman Tom Buck? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration. The White Law Group
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February 13, 2018
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Current Investigations, Securities Fraud
Merrill Lynch Advisor Tom Buck Recover your Losses According to a press announcement from The Securities and Exchange Commission on February 9, the regulator has barred former Merrill Lynch advisor Tom Buck from the securities industry. Last November we told you that Buck pleaded guilty to overcharging clients with
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November 1, 2017
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Blog, Current Investigations, Securities Fraud
Investigating Potential Claims involving Tom Buck and Merrill Lynch According to a statement from federal prosecutors, Tom Buck, 63, faces up to 25 years in prison. He reportedly agreed to plead guilty on Tuesday to securities fraud. Buck was Merrill Lynch’s top producer in Indiana for many years and a top-ranked
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April 10, 2015
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Blog, Securities Fraud
Securities Investigation – Thomas Buck Have you suffered losses as a result of investment funds recommended to you by former Merrill Lynch financial advisor Thomas Buck? If so, the securities attorneys of The White Law Group may be able to help you to recover your losses by filing a FINRA arbitration claim
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