Tony Thompson investigation
Tag Archive

  • Tony Thompson Barred by FINRA

    April 3, 2015 Comments (0) Blog, Securities Fraud

    According to InvestmentNews, the Financial Industry Regulatory Authority(FINRA) has barred Tony Thompson from the securities industry and expelled TNP Securities. Thompson has been under investigation with FINRA for some time. According to the report, in July 2013 FINRA alleged that Mr. Thompson deceived and defraud

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  • Tony Thompson Asked to Resign

    August 15, 2013 Comments (0) Blog, Securities Fraud

    According to Investment News, the board of TNP Strategic Retail Trust has asked for the resignation of co-CEO and founder, Tony Thompson. In addition, the board of the nontraded REIT has relieved Thompson as manager of the REIT’s properties. Although Thompson still has connections to the REIT, according to his

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