UBS pays $15 million
Tag Archive

  • Investor Alert: UBS to Pay $15 Million

    UBS

    September 29, 2016 Comments (0) Blog

    UBS to Pay $15,000,000 UBS Financial Services paid more than $15 million to settle Securities and Exchange Commission charges that it improperly sold risky, complex products to investors, the agency announced on Wednesday. The SEC used a coding technique that allows it analyze data across an entire trading platform to

    Read More »