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Tag: UBS Puerto Rico Family of Funds lawsuit

Blog, Current Investigations

UBS Loses Again on Puerto Rican Bonds

UBS Loses Again on Puerto Rican Bonds UBS was dealt another blow from its sale of Puerto Rican bonds and closed-end funds by FINRA, who...

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Blog, Securities Fraud Articles

FINRA Awards UBS Client $2.9 Million

UBS ordered to pay $2.9 million in another FINRA arbitration claim. The financial Industry Regulator authority (FINRA) awarded Ana Teresa...

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Blog, Securities Fraud Articles

UBS Puerto Rico Ordered to Pay Investor $1 Million

According to Investment News, a FINRA arbitration panel awarded $1 million to an investor whose portfolio was over-concentrated in UBS...

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Blog, Securities Fraud Articles

Investors Sue UBS Puerto Rico

According to InvestmentNews, the beneficiaries of a trust are suing UBS for $4.5 million. The lawsuit alleges that UBS “acted against...

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Blog, Securities Fraud Articles

Troubling News for UBS Puerto Rico Fund Investors

According Bloomberg, “U.S. authorities in Puerto Rico are investigating allegations that a former UBS AG broker improperly advised...

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Blog, Securities Fraud Articles

$5 Million Class Action Against UBS Puerto Rico According to Investment

News, another class action lawsuit was filed against UBS regarding the sale of Puerto Rico bond funds. However this is one of the first...

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