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Tag: UBS Puerto Rico lawsuit

Blog, Securities Fraud Articles

Investigation Involving UBS Broker Ramon Almonte

Have you suffered losses with UBS broker Ramon M. Almonte? If so, the securities attorneys of The White Law Group may be able to help you...

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Blog, Current Investigations, Securities Fraud Articles

UBS Puerto Rico $34 Million Settlement with SEC & FINRA

The Securities and Exchange Commission settled charges against UBS Financial Services of Puerto Rico for failing to supervise former...

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Blog, Securities Fraud Articles

FINRA Awards UBS Client $2.9 Million

UBS ordered to pay $2.9 million in another FINRA arbitration claim. The financial Industry Regulator authority (FINRA) awarded Ana Teresa...

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Blog, Securities Fraud Articles

UBS Puerto Rico Ordered to Pay Investor $1 Million

According to Investment News, a FINRA arbitration panel awarded $1 million to an investor whose portfolio was over-concentrated in UBS...

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Blog, Securities Fraud Articles

Investors Sue UBS Puerto Rico

According to InvestmentNews, the beneficiaries of a trust are suing UBS for $4.5 million. The lawsuit alleges that UBS “acted against...

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Blog, Securities Fraud Articles

UBS Puerto Rico $5.2 Million Settlement with Regulators

According to InvestmentNews, UBS Financial Services Inc. of Puerto Rico has agreed to pay $1.7 million to investors to settle allegations...

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