UBS Puerto Rico reimbursement
Tag Archive

September 29, 2015

UBS Puerto Rico $34 Million Settlement with SEC & FINRA

The Securities and Exchange Commission settled charges against UBS Financial

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September 2, 2015

FINRA Awards UBS Client $2.9 Million

UBS ordered to pay $2.9 million in another FINRA arbitration claim. The financial

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May 22, 2015

UBS Puerto Rico Ordered to Pay Investor $1 Million

According to Investment News, a FINRA arbitration panel awarded $1 million to an

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January 2, 2015

Investors Sue UBS Puerto Rico

According to InvestmentNews, the beneficiaries of a trust are suing UBS for $4.5

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October 17, 2014

UBS Puerto Rico $5.2 Million Settlement with Regulators

According to InvestmentNews, UBS Financial Services Inc. of Puerto Rico has agreed

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