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November 4, 2011
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Blog, Securities Fraud
Did you suffer losses as a result of your investment in a Lehman Brothers Principle Protected Note (PPN) that you purchased through UBS and are not satisfied with the reported announcement that Lehman Brothers Principle Protected Note (PPN) investors would only be receiving 21 cents on the dollar for their investment
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October 18, 2011
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Blog, Securities Fraud
Have you suffered losses due to your investment in a Lehman Brother Structured Products, including the 100% Principal-Protection Notes (PPNs), that you purchased from UBS Financial Services? If so, The White Law Group may be able to help you recover your investment losses through FINRA arbitration. Lehman brother’s
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December 28, 2010
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Blog, Securities Fraud
The White Law Group is investigating the appropriateness of UBS’ PACE program for certain investors. UBS’ PACE (Personalized Asset Consulting and Evaluation) program is a fee-based, nondiscretionary mutual fund advisory program. Although the program can benefit certain investors, fee based accounts are often
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November 11, 2010
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Blog, Securities Fraud
In 2008, FINRA announced that it has fined 19 broker-dealers a total of $2.8 million for substantially overstating their advertised trade volume to three private service providers. FINRA compared the firms’ advertised trade volume in selected securities with the firms’ executed trade volume for the same
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