UBS Willow Fund disgorgement
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  • SEC Settlement Involving UBS Willow Fund

    October 28, 2015 Comments (0) Blog, Securities Fraud

    The Securities and Exchange Commission recently announced that UBS Willow Management LLC and UBS Fund Advisor LLC agreed to pay $17.5 million to settle charges for their roles in failing to disclose investment strategy changes in the UBS Willow Fund, LLC. More than $13 million of the settlement will be returned to

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