UBS Willow Fund investigation
Tag Archive

  • SEC Settlement Involving UBS Willow Fund

    October 28, 2015 Comments (0) Blog, Securities Fraud

    The Securities and Exchange Commission recently announced that UBS Willow Management LLC and UBS Fund Advisor LLC agreed to pay $17.5 million to settle charges for their roles in failing to disclose investment strategy changes in the UBS Willow Fund, LLC. More than $13 million of the settlement will be returned to

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  • UBS Willow Fund Litigation Options

    May 23, 2014 Comments (0) Blog, Securities Fraud

    Many investors have suffered substantial losses in the UBS Willow Fund. As such, The White Law Group is investigating the liability that broker dealers may have for selling the fund to some investors. The Willow Fund, launched in 2001, which at one time had nearly $500 million in assets, was liquidated following

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  • Ongoing Investigation into UBS Willow Fund

    March 18, 2013 Comments (0) Blog, Securities Fraud

    Have you suffered losses as a result of your investment in UBS Willow Fund? If so, the securities lawyers of The White Law Group may be able to help you recovery your losses through a FINRA arbitration claim against the broker-dealer that sold you the investment. According to SEC filings, the UBS Willow Fund is

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  • Update on UBS Willow Fund Litigation

    January 28, 2013 Comments (0) Blog, Securities Fraud

    The White Law Group continues to investigate investors’ litigation options involving the UBS Willow Fund. According to SEC filings, the UBS Willow Fund was incorporated as a Delaware limited liability company, with its mailing address being 1285 Avenue of the Americas, New York, New York 10018. The Fund’s Form N-Q

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  • UBS Willow Fund Litigation Options

    January 25, 2013 Comments (1) Blog, Securities Fraud

    In October 2012, investors in the UBS Willow Fund were informed that the fund would be liquidated after having sustained substantial losses.  Those investors are now likely investigating their litigation options. At this point, it appears that investors have two basic options to attempt to recover their losses: (1)

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  • Recovery of UBS Willow Fund Investment Losses

    January 14, 2013 Comments (0) Blog, Securities Fraud

    Have you suffered losses in the UBS Willow Fund?  If so, you may be able to recover your losses through FINRA arbitration. The UBS Willow Fund is a distressed debt hedge fund formed in or about 2000.  In October 2012 investors were informed that the fund would be liquidated after having sustained substantial losses

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