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September 13, 2019
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Current Investigations
UBS Lawsuit reportedly involves Bill Hightower According to the Financial Industry Regulatory Authority (FINRA), a FINRA panel ordered UBS Financial Services Inc. to pay $555,000 to an elderly Texas widow for investment losses in her individual retirement accounts due to allegedly unsuitable investments. The claimant
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June 18, 2017
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Current Investigations, Securities Fraud
Investigating Potential Claims Involving UBS Yield Optimization Notes Did you lose money investing in UBS Yield Optimization Notes at the recommendation of your broker? If so, the attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration. The White Law Group is
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January 22, 2016
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Blog
Have you suffered losses investing in UBS’s ETRACS 2x Monthly Leveraged Long Alerian MLP Infrastructure Index ETN due July 9, 2040 (NYSE Arca Ticker: MLPL) (CUSIP: 902664200) (“MLPL”)? If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration
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January 22, 2016
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Blog
Have you suffered losses investing in UBS’s ETRACS 2xMonthly Leveraged S&P MLP Index ETN due July 14, 2045 (NYSE Arca Ticker: MLPV) (CUSIP: 90274D531) (“MLPV”)? If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the
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October 15, 2015
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Blog, Securities Fraud
Have you suffered investment losses in UBS’ V10 Enhanced FX Carry Strategy? If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. UBS’ V10 Enhanced FX Carry Strategy exposes
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October 13, 2015
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Blog, Securities Fraud
Have you suffered investment losses in UBS Structured Notes Linked to the V10 Currency Index with Volatility Cap? If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. UBS AG has agreed
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May 12, 2015
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Blog, Securities Fraud
Have you suffered losses investing in UBS Reverse Convertible Notes? If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. Reverse Convertible Notes (“RCNs”) are extremely
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May 12, 2015
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Blog, Securities Fraud
Have you suffered losses investing in UBS Reverse Convertible Notes? If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. Reverse Convertible Notes (“RCNs”) are extremely
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January 17, 2011
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Blog, Securities Fraud
The White Law Group is investigating potential claims on behalf of investors who invested in the 1861 Capital Management municipal arbitrage fund. The municipal bond arbitrage strategy employed by this fund was risky and exposed investors to significant losses. It appears that 1861 Capital Management Fund was marketed
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September 29, 2010
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Blog, Securities Fraud
Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage firm? The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities
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